Filing Details
- Accession Number:
- 0001127602-11-031577
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-12-08 16:39:46
- Reporting Period:
- 2011-12-06
- Filing Date:
- 2011-12-08
- Accepted Time:
- 2011-12-08 16:39:46
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1000697 | Waters Corp | WAT | Laboratory Analytical Instruments (3826) | 133668640 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1184454 | William Curry | 34 Maple Street Milford MA 01757 | Vp, Corp Cont & Prin Acct Off | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-12-06 | 4,000 | $21.39 | 4,000 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-12-06 | 3,600 | $59.44 | 7,600 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-12-06 | 6,000 | $41.20 | 13,600 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-12-06 | 10,400 | $49.31 | 24,000 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-12-06 | 15,000 | $32.12 | 39,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-12-06 | 33,000 | $80.00 | 6,000 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-12-06 | 6,000 | $80.01 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-12-06 | 4,000 | $0.00 | 4,000 | $21.39 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-12-06 | 3,600 | $0.00 | 3,600 | $59.44 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-12-06 | 6,000 | $0.00 | 6,000 | $41.20 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-12-06 | 10,400 | $0.00 | 10,400 | $49.31 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-12-06 | 15,000 | $0.00 | 15,000 | $32.12 |
| Common Stock | Stock Option (Right to Buy) | Acquisiton | 2011-12-07 | 20,000 | $0.00 | 20,000 | $79.15 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2003-12-30 | 2012-12-30 | No | 4 | M | Direct |
| 14,400 | 2010-12-09 | 2019-12-09 | No | 4 | M | Direct |
| 9,000 | 2009-12-10 | 2018-12-10 | No | 4 | M | Direct |
| 2,600 | 2007-12-13 | 2016-12-13 | No | 4 | M | Direct |
| 0 | 2004-12-11 | 2013-12-11 | No | 4 | M | Direct |
| 20,000 | 2012-12-07 | 2021-12-07 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 957 | Indirect | 401k |
| Common Stock | 439 | Indirect | By Espp |
| Common Stock | 160 | Indirect | By Ira |
Footnotes
- These options vest 20% per annum for a 5 year period beginning on December 7, 2012.
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