Filing Details
- Accession Number:
- 0001171437-11-000007
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2011-12-08 16:14:48
- Reporting Period:
- 2011-11-30
- Filing Date:
- 2011-12-08
- Accepted Time:
- 2011-12-08 16:14:48
- Original Submission Date:
- 2011-12-02
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1165002 | Westwood Holdings Group Inc | WHG | Investment Advice (6282) | 752969997 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1171437 | O Brian Casey | 200 Crescent Court Suite 1200 Dallas TX 75201 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2011-11-30 | 15,537 | $37.71 | 403,632 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-12-01 | 5,116 | $37.50 | 398,516 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-12-02 | 4,001 | $37.17 | 394,515 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 350 | Indirect | As UTMA custodian for daughter |
| Common Stock | 350 | Indirect | As UTMA custodian for son |
| Common Stock | 350 | Indirect | As UTMA custodian for son |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 25, 2011.
- Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $37.25 to $38.00 per share. Full information regarding the number of shares sold at each separate price will be provided to the Commission staff, the issuer, or a security holder of the issuer upon request.
- Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $37.25 to $37.60 per share. Full information regarding the number of shares sold at each separate price will be provided to the Commission staff, the issuer, or a security holder of the issuer upon request.
- Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $37.00 to $37.50 per share. Full information regarding the number of shares sold at each separate price will be provided to the Commission staff, the issuer, or a security holder of the issuer upon request.
Billionaire Hedge Funds
