Filing Details
- Accession Number:
- 0001179110-11-016230
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-12-08 10:06:58
- Reporting Period:
- 2011-12-06
- Filing Date:
- 2011-12-08
- Accepted Time:
- 2011-12-08 10:06:58
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1020859 | United Natural Foods Inc | UNFI | Wholesale-Groceries, General Line (5141) | 050376157 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1502117 | John Thomas Grillea | C/O United Natural Foods, Inc. 313 Iron Horse Way Providence RI 02908 | Divisional President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-12-06 | 450 | $0.00 | 880 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-12-06 | 163 | $37.24 | 717 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2011-12-06 | 375 | $28.32 | 1,092 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2011-12-06 | 562 | $24.54 | 1,654 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2011-12-06 | 1,939 | $24.30 | 3,593 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2011-12-06 | 1,375 | $33.90 | 4,968 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-12-06 | 4,681 | $37.62 | 287 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Unit | Disposition | 2011-12-06 | 450 | $0.00 | 450 | $0.00 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-12-06 | 375 | $0.00 | 375 | $28.32 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-12-06 | 562 | $0.00 | 562 | $24.54 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-12-06 | 1,939 | $0.00 | 1,939 | $24.30 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-12-06 | 1,375 | $0.00 | 1,375 | $33.90 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | M | Direct | ||
0 | 2017-12-06 | No | 4 | M | Direct | |
562 | 2018-09-16 | No | 4 | M | Direct | |
3,878 | 2019-09-11 | No | 4 | M | Direct | |
4,125 | 2020-09-10 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,032 | Indirect | See footnote |
Footnotes
- On December 6, 2011, 450 shares of United Natural Foods, Inc. (the "Company") restricted stock units vested. The Company retained 163 shares on December 6, 2011 to satisfy certain tax withholding obligations in connection with the vesting of such shares.
- Includes 929 shares of common stock allocated to the reporting person under the United Natural Foods, Inc. Employee Stock Ownership Plan and 103 shares of common stock allocated to the reporting person under the United Natural Foods, Inc. 401(k) Plan's UNFI Stock Fund as of December 6, 2011.
- The transaction price listed is a weighted average. Actual sale prices for these dispositions ranged from $37.58 to $37.75.
- Each restricted stock unit represents the right to receive one share of United Natural Foods, Inc. common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement.
- The restricted stock units vest in four equal annual installments beginning on the first anniversary of the date of grant.
- The stock options vest and become exercisable in four equal annual installments beginning on the first anniversary of the date of grant, and expire on the tenth anniversary of the date of grant.