Filing Details
- Accession Number:
- 0001209191-11-060192
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-12-08 09:52:04
- Reporting Period:
- 2011-12-06
- Filing Date:
- 2011-12-08
- Accepted Time:
- 2011-12-08 09:52:04
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1331520 | Home Bancshares Inc | HOMB | State Commercial Banks (6022) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1482901 | Kevin Hester | P.o. Box 966 Conway AR 72033 | Chief Lending Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-12-06 | 2,431 | $6.17 | 8,127 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-12-06 | 2,431 | $25.00 | 5,696 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option | Disposition | 2011-12-06 | 2,431 | $0.00 | 2,431 | $6.17 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
4,858 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,782 | Indirect | Held by IRA |
Common Stock | 1,187 | Indirect | By 401(k) |
Common Stock - Restricted | 4,021 | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option | $7.85 | 2,430 | 2,430 | Direct | ||
Common Stock | Performance Stock Option | $11.09 | 2010-01-01 | 2016-03-13 | 7,603 | 7,603 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2,430 | 2,430 | Direct | |
2016-03-13 | 7,603 | 7,603 | Direct |
Footnotes
- The option is exercisable in five equal annual installments. The first installment became exercisable on December 31, 2002.
- The option expires 10 years from the exercisable date, therefore the first installment became exercisable on December 31, 2002 and expres on December 31, 2012.
- The option is exercisable in five equal annual installments. The first installment became exercisable on December 31, 1999.
- The option expires 10 years from the exercisable date, therefore the first installment became exercisable on December 31, 1999 and would have expired on December 31, 2009.
- Restricted Stock granted on February 2, 2011 will vest in 33 1/3% installments over three years each February 2nd.
- Restricted Stock granted on January 22, 2010 will vest in 33 1/3% installments over three years each January 22nd.
- Includes 9.548 shares acquired through the Home BancShares, Inc. 401(k) Plan since the last filing.