Filing Details

Accession Number:
0001209191-11-060192
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-12-08 09:52:04
Reporting Period:
2011-12-06
Filing Date:
2011-12-08
Accepted Time:
2011-12-08 09:52:04
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1331520 Home Bancshares Inc HOMB State Commercial Banks (6022) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1482901 Kevin Hester P.o. Box 966
Conway AR 72033
Chief Lending Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-12-06 2,431 $6.17 8,127 No 4 M Direct
Common Stock Disposition 2011-12-06 2,431 $25.00 5,696 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option Disposition 2011-12-06 2,431 $0.00 2,431 $6.17
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
4,858 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,782 Indirect Held by IRA
Common Stock 1,187 Indirect By 401(k)
Common Stock - Restricted 4,021 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option $7.85 2,430 2,430 Direct
Common Stock Performance Stock Option $11.09 2010-01-01 2016-03-13 7,603 7,603 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2,430 2,430 Direct
2016-03-13 7,603 7,603 Direct
Footnotes
  1. The option is exercisable in five equal annual installments. The first installment became exercisable on December 31, 2002.
  2. The option expires 10 years from the exercisable date, therefore the first installment became exercisable on December 31, 2002 and expres on December 31, 2012.
  3. The option is exercisable in five equal annual installments. The first installment became exercisable on December 31, 1999.
  4. The option expires 10 years from the exercisable date, therefore the first installment became exercisable on December 31, 1999 and would have expired on December 31, 2009.
  5. Restricted Stock granted on February 2, 2011 will vest in 33 1/3% installments over three years each February 2nd.
  6. Restricted Stock granted on January 22, 2010 will vest in 33 1/3% installments over three years each January 22nd.
  7. Includes 9.548 shares acquired through the Home BancShares, Inc. 401(k) Plan since the last filing.