Filing Details

Accession Number:
0001209191-11-060185
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-12-07 21:42:17
Reporting Period:
2011-12-05
Filing Date:
2011-12-07
Accepted Time:
2011-12-07 21:42:17
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
3116 Akorn Inc AKRX Pharmaceutical Preparations (2834) 720717400
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1466630 A Timothy Dick 1925 West Field Court
Suite 300
Lake Forest IL 60045
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-12-05 50,000 $1.00 63,962 No 4 M Direct
Common Stock Disposition 2011-12-05 50,000 $11.01 13,962 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2011-12-05 50,000 $0.00 50,000 $1.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
300,000 2014-06-12 No 4 M Direct
Footnotes
  1. Reflects the weighted average sale prices of the shares sold. The shares were sold in multiple trades at prices ranging from $11.0000 to $11.0600 per share. The reporting person will provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at separate prices within the foregoing range.
  2. The option vests in three annual installments with 116,666 shares vesting on June 12, 2010 and 116,667 shares vesting on June 12, 2011 and June 12, 2012, respectively.
  3. Additional derivative securities beneficially owned include previously reported Stock Option grants of 183,333 shares, 366,667 shares, and 125,000 shares granted on February 22, 2010, May 21, 2010, and April 29, 2011, respectively.