Filing Details
- Accession Number:
- 0001127602-11-031447
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-12-07 18:05:11
- Reporting Period:
- 2011-12-07
- Filing Date:
- 2011-12-07
- Accepted Time:
- 2011-12-07 18:05:11
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1373835 | Spectra Energy Corp. | SE | Natural Gas Transmisison & Distribution (4923) | 205413139 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1204508 | R Dennis Hendrix | 5400 Westheimer Court Houston TX 77056-5310 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2011-12-07 | 5,000 | $29.43 | 75,000 | No | 4 | S | Indirect | By Grat |
| Common Stock | Disposition | 2011-12-07 | 5,000 | $29.45 | 70,000 | No | 4 | S | Indirect | By Grat |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By Grat |
| No | 4 | S | Indirect | By Grat |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 169,892 | Direct | |
| Common Stock | 5,000 | Indirect | Held by Trustee |
Footnotes
- 20,000 shares held in GRAT with reporting person's wife as Trustee and 20,000 shares held in GRAT with reporting person as Trustee.
- 30,000 shares held in GRAT with reporting person's wife as Trustee and 30,000 shares held in GRAT with reporting person as Trustee.
- 36,000 shares held in GRAT with reporting person's wife as Trustee and 36,000 shares held in GRAT with reporting person as Trustee.
- 38,000 shares held in GRAT with reporting person's wife as Trustee and 38,000 shares held in GRAT with reporting person as Trustee.
- 40,000 shares held in GRAT with reporting person's wife as Trustee and 40,000 shares held in GRAT with reporting person as Trustee.
- The Reporting Person is Trustee.
- The Reporting Person's wife is Trustee of the Trust.
- 35,000 shares held in GRAT with reporting person's wife as Trustee and 35,000 shares held in GRAT with reporting person as Trustee.
Billionaire Hedge Funds
