Filing Details
- Accession Number:
- 0001412665-11-000049
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-12-07 17:58:50
- Reporting Period:
- 2011-12-05
- Filing Date:
- 2011-12-07
- Accepted Time:
- 2011-12-07 17:58:50
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1412665 | Midwestone Financial Group Inc. | MOFG | State Commercial Banks (6022) | 421206172 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1454768 | John Gary Ortale | 102 S. Clinton Street P.o. Box 1700 Iowa City IA 52244-1700 | Evp, Cfo & Treasurer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-12-05 | 500 | $14.80 | 6,500 | No | 4 | P | Indirect | By IRA |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By IRA |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 3,583 | Direct | |
| Common Stock | 1,500 | Indirect | By Spousal IRA |
| Common Stock | 934 | Indirect | By ESOP |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock (Right to Buy) | $16.69 | 2018-04-01 | 500 | 500 | Direct | |
| Common Stock | Common Stock (Right to Buy) | $9.34 | 2019-01-22 | 500 | 500 | Direct | |
| Common Stock | Common Stock (Right to Buy) | $7.02 | 2019-07-16 | 4,800 | 4,800 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2018-04-01 | 500 | 500 | Direct |
| 2019-01-22 | 500 | 500 | Direct |
| 2019-07-16 | 4,800 | 4,800 | Direct |
Footnotes
- The option vests in four equal annual installments beginning on April 1, 2009.
- The option vests in four equal annual installments beginning on January 22, 2010.
- The option vests in four equal annual installments beginning on July 16, 2010.
- Shares held in MidWestOne Financial Group, Inc. Employee Stock Ownership Plan and allocated to reporting person's account as of September 9, 2011.
Billionaire Hedge Funds
