Filing Details
- Accession Number:
- 0001181431-11-059280
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-12-07 16:15:06
- Reporting Period:
- 2011-12-05
- Filing Date:
- 2011-12-07
- Accepted Time:
- 2011-12-07 16:15:06
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 81362 | Quaker Chemical Corp | KWR | Miscellaneous Products Of Petroleum & Coal (2990) | 230993790 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1316999 | Jan Nieman | Quaker Chemical Corporation One Quaker Park, 901 E. Hector Street Conshohocken PA 19428-2380 | Vp & Managing Director - A/P | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-12-05 | 2,408 | $19.45 | 19,372 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-12-05 | 2,408 | $39.80 | 16,964 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-12-05 | 4,561 | $6.93 | 21,525 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-12-05 | 4,561 | $39.80 | 16,964 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-12-05 | 3,788 | $18.82 | 20,752 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-12-05 | 3,788 | $39.80 | 16,964 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-12-05 | 2,408 | $0.00 | 2,408 | $19.45 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-12-05 | 4,561 | $0.00 | 4,561 | $6.93 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-12-05 | 3,788 | $0.00 | 3,788 | $18.82 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2015-01-29 | No | 4 | M | Direct | |
| 4,561 | 2016-02-25 | No | 4 | M | Direct | |
| 7,576 | 2017-01-26 | No | 4 | M | Direct |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 sales plan adopted by the reporting person on November 4, 2011.
- The options under this grant vested in three annual installments: 2,407 shares on January 29, 2009; 2,407 shares on January 29, 2010; and 2,408 shares on January 29, 2011.
- The options under this grant vest in three annual installments: 4,562 shares on February 25, 2010; 4,561 shares on February 25, 2011; and 4,561 shares on February 25, 2012.
- The options under this grant vest in three annual installments: 3,788 shares on January 26, 2011; 3,788 shares on January 26, 2012; and 3,788 shares on January 26, 2013.
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