Filing Details

Accession Number:
0001209191-11-059940
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-12-07 13:26:42
Reporting Period:
2011-12-05
Filing Date:
2011-12-07
Accepted Time:
2011-12-07 13:26:42
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1279695 Universal Biosensors Inc UBI Surgical & Medical Instruments & Apparatus (3841) 980424072
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1514822 Paul Wright 1 Corporate Avenue
Rowville
Victoria C3 3178
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-12-05 28,000 $22,389.57 28,000 No 4 P Indirect By Macquarie Super Manager
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Macquarie Super Manager
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (Right to Buy) $1.38 2018-02-23 2,300,000 2,300,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2018-02-23 2,300,000 2,300,000 Direct
Footnotes
  1. The prices reported are stated in Australian dollars.
  2. The reported securities are held by Macquarie Super Manager for the account of the Reporting Person.
  3. 1,400,000 options vest in equal traunches over three years subject to continued employment at the time of vesting. 500,000 of the options vested upon the Issuer entering into a material partnership/licensing agreement with Siemens Healthcare Diagnostics, Inc on 9 September 2011. 400,000 options vest upon CE marketing or first regulatory approval in the United States of the final test to which the partnership/licensing arranagement relates, subject to continued employment at the time of vesting.