Filing Details
- Accession Number:
- 0000872835-11-000074
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-12-07 12:38:02
- Reporting Period:
- 2011-12-06
- Filing Date:
- 2011-12-07
- Accepted Time:
- 2011-12-07 12:38:02
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 872835 | Esb Financial Corp | ESBF | Savings Institution, Federally Chartered (6035) | 251659846 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1180096 | A Charlotte Zuschlag | 812 Chapel Hill Court Gibsonia PA 15044 | President And Chief Executive | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-12-06 | 3,600 | $8.43 | 260,146 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-12-06 | 3,600 | $14.02 | 256,546 | No | 4 | S | Direct | |
| Common Stcok | Acquisiton | 2011-12-06 | 3,602 | $8.58 | 260,148 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-12-06 | 3,602 | $14.02 | 256,546 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | Disposition | 2011-12-06 | 3,600 | $0.00 | 0 | $8.43 |
| Common Stock | Stock Option | Disposition | 2011-12-06 | 3,602 | $0.00 | 3,601 | $8.58 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2007-11-20 | 2017-11-20 | No | 4 | M | Direct |
| 3,601 | 2008-11-18 | 2018-11-18 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 11,086 | Indirect | 401(k) Plan |
| Common Stock | 45,115 | Indirect | by trust |
| Common Stock | 105,477 | Indirect | ESOP |
| Common Stock | 9,294 | Indirect | IRA |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | $12.79 | 2003-11-18 | 2013-11-18 | 18,000 | 18,000 | Direct |
| Common Stock | Stock Option | $12.08 | 2004-11-16 | 2014-11-16 | 18,000 | 18,000 | Direct |
| Common Stock | Stock Option | $10.17 | 2005-04-19 | 2015-04-19 | 15,172 | 15,172 | Direct |
| Common Stock | Stock Option | $9.62 | 2009-11-17 | 2019-11-17 | 24,000 | 24,000 | Direct |
| Common Stock | Stock Option | $12.42 | 2010-11-16 | 2020-11-16 | 24,000 | 24,000 | Direct |
| Common Stock | Stock Option | $13.19 | 2011-11-15 | 2021-11-15 | 13,242 | 13,242 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2013-11-18 | 18,000 | 18,000 | Direct |
| 2014-11-16 | 18,000 | 18,000 | Direct |
| 2015-04-19 | 15,172 | 15,172 | Direct |
| 2019-11-17 | 24,000 | 24,000 | Direct |
| 2020-11-16 | 24,000 | 24,000 | Direct |
| 2021-11-15 | 13,242 | 13,242 | Direct |
Footnotes
- 20% of such grant will vest immediately and 20% will vest each year over the next 4 years.
- Charlotte A. Zuschlag, Trustee of the Charlotte A. Zuschlag Revocable Trust dated 12-04-03.
- Since the reporting person's last report, 4,500 shares previously held individually have been reregistered to the Trust
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