Filing Details
- Accession Number:
- 0001209191-11-059919
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-12-07 09:40:38
- Reporting Period:
- 2011-12-06
- Filing Date:
- 2011-12-07
- Accepted Time:
- 2011-12-07 09:40:38
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1414932 | Fifth Street Finance Corp | FSC | () | 261219283 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1200461 | M Leonard Tannenbaum | 10 Bank Street 12Th Floor White Plains NY 10606 | Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-12-06 | 4,600 | $10.00 | 1,833,769 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2011-12-06 | 400 | $10.00 | 1,834,169 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2011-12-06 | 9,400 | $9.99 | 29,400 | No | 4 | P | Indirect | (1) - See below |
Common Stock | Acquisiton | 2011-12-06 | 2,900 | $9.99 | 32,300 | No | 4 | P | Indirect | (1) - See below |
Common Stock | Acquisiton | 2011-12-06 | 2,100 | $9.99 | 34,400 | No | 4 | P | Indirect | (1) - See below |
Common Stock | Acquisiton | 2011-12-06 | 600 | $10.00 | 35,000 | No | 4 | P | Indirect | (1) - See below |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Indirect | (1) - See below |
No | 4 | P | Indirect | (1) - See below |
No | 4 | P | Indirect | (1) - See below |
No | 4 | P | Indirect | (1) - See below |