Filing Details

Accession Number:
0001111928-11-000143
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-12-06 17:26:34
Reporting Period:
2011-12-02
Filing Date:
2011-12-06
Accepted Time:
2011-12-06 17:26:34
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1111928 Ipg Photonics Corp IPGP Semiconductors & Related Devices (3674) 043444218
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1130421 P Valentin Gapontsev C/O Ipg Photonics Corporation
50 Old Webster Road
Oxford MA 01540
Ceo & Chairman Of The Board Yes Yes Yes No
1130423 Ltd Devices Fibre Ip C/O Ipg Photonics Corporation
50 Old Webster Road
Oxford MA 01540
No No Yes No
1378544 A Eugene Shcherbakov C/O Ipg Photonics Corporation
50 Old Webster Road
Oxford MA 01540
Managing Director Of Ipg Laser Yes Yes Yes No
1508148 Nikolai Platonov C/O Ipg Photonics Corporation
50 Old Webster Road
Oxford MA 01540
No No Yes No
1508155 I Trust Gapontsev Valentin C/O Ipg Photonics Corporation
50 Old Webster Road
Oxford MA 01540
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2011-12-02 1,607 $41.44 1,901,324 No 4 S Direct
Common Stock Disposition 2011-12-02 4,875 $41.44 7,499,127 No 4 S Indirect Through IP Fibre Devices (UK) Ltd.
Common Stock Disposition 2011-12-05 20,514 $41.29 1,880,810 No 4 S Direct
Common Stock Disposition 2011-12-05 62,265 $41.29 7,436,862 No 4 S Indirect Through IP Fibre Devices (UK) Ltd.
Common Stock Disposition 2011-12-06 27,879 $39.95 1,852,931 No 4 S Direct
Common Stock Disposition 2011-12-06 82,860 $39.95 7,354,002 No 4 S Indirect Through IP Fibre Devices (UK) Ltd.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Indirect Through IP Fibre Devices (UK) Ltd.
No 4 S Direct
No 4 S Indirect Through IP Fibre Devices (UK) Ltd.
No 4 S Direct
No 4 S Indirect Through IP Fibre Devices (UK) Ltd.
Footnotes
  1. The reported transaction involved sales transactions from $41.25 to $41.74 per share. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer information regarding the number of shares sold at each separate price.
  2. The reported transaction involved sales transactions from $41.25 to $41.73 per share. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer information regarding the number of shares sold at each separate price.
  3. The reported transaction involved sales transactions from $40.68 to $41.72 per share. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer information regarding the number of shares sold at each separate price.
  4. The reported transaction involved sales transactions from $40.68 to $41.72 per share. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer information regarding the number of shares sold at each separate price.
  5. These shares are owned directly by IP Fibre Devices (UK) Ltd. (IPFD), and indirectly by (i) Valentin P. Gapontsev, the managing director and a 5% shareholder of IPFD, (ii) the Valentin Gapontsev Trust I, a 48% shareholder of IPFD (Gapontsev Trust I), (iii) Nikolai Platonov, a trustee of Gapontsev Trust I and an 8% shareholder of IPFD, and (iv) Eugene Scherbakov, a trustee of Gapontsev Trust I and an 8% shareholder of IPFD. On May 20, 2011, Eugene Scherbakov was appointed as a trustee of Gapontsev Trust I. Drs. Gapontsev, Platonov and Scherbakov and Gapontsev Trust I each disclaim ownership of the securities directly owned by IPFD except to the extent of his or its pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1034, as amended, or for any other purpose.