Filing Details
- Accession Number:
- 0001246360-11-004208
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-12-06 17:25:09
- Reporting Period:
- 2011-12-02
- Filing Date:
- 2011-12-06
- Accepted Time:
- 2011-12-06 17:25:09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 929940 | Aspen Technology Inc | AZPN | Services-Computer Programming Services (7371) | 042739697 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1251378 | E Manolis Kotzabasakis | Aspen Technology, Inc. 200 Wheeler Road Burlington MA 01803 | Evp, Products | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-12-02 | 5,000 | $6.57 | 147,395 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-12-02 | 4,000 | $17.89 | 143,395 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-12-02 | 1,000 | $17.90 | 142,395 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-12-05 | 5,000 | $6.57 | 147,395 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-12-05 | 5,000 | $18.20 | 142,395 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2011-12-02 | 5,000 | $0.00 | 5,000 | $6.57 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2011-12-05 | 5,000 | $0.00 | 5,000 | $6.57 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 21,250 | 2014-10-14 | No | 4 | M | Direct | |
| 16,250 | 2014-10-14 | No | 4 | M | Direct |
Footnotes
- The option, representing a right to purchase 60,000 shares, became exercisable in 16 consecutive equal quarterly installments beginning on December 31, 2004. The option was exercised as to 22,500 shares on June 1, 2006, as to 5,000 shares on May 10, 2011 and as to 6,250 shares on September 15, 2011.
- The option, representing a right to purchase 60,000 shares, became exercisable in 16 consecutive equal quarterly installments beginning on December 31, 2004. The option was exercised as to 22,500 shares on June 1, 2006, as to 5,000 shares on May 10, 2011, as to 6,250 shares on September 15, 2011 and as to 5,000 shares on December 2, 2011.
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