Filing Details
- Accession Number:
- 0000749647-11-000155
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-12-06 16:15:11
- Reporting Period:
- 2011-12-06
- Filing Date:
- 2011-12-06
- Accepted Time:
- 2011-12-06 16:15:11
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
749647 | Celsion Corp | CLSN | Pharmaceutical Preparations (2834) | 521256615 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1507341 | R Alberto Martinez | C/O Celsion Corporation 997 Lenox Drive, Suite 100 Lawrenceville NJ 08648 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Celsion Corporation Common Stock | Acquisiton | 2011-12-06 | 5,000 | $2.31 | 74,125 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Celsion Corporation Common Stock | Warrant to purchase Common Stock | Acquisiton | 2011-12-06 | 2,500 | $2.31 | 2,500 | $2.36 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
71,625 | 2011-12-06 | 2016-12-06 | No | 4 | P | Direct |
Footnotes
- The securities were purchased in a private placement transaction (the "Private Placement") completed December 6, 2011 between Celsion Corporation and qualified institutional investors as well as two directors of Celsion Corporation.
- In the Private Placement, the Company sold units, each consisting of one share of the Company's common stock and a warrant to purchase 0.5 shares of the Company's common stock, at a price of $2.3125 per unit.