Filing Details
- Accession Number:
- 0001299709-11-000015
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-12-06 15:49:48
- Reporting Period:
- 2011-11-22
- Filing Date:
- 2011-12-06
- Accepted Time:
- 2011-12-06 15:49:48
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1299709 | Bofi Holding Inc. | BOFI | Savings Institution, Federally Chartered (6035) | 330867444 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1319004 | F Jerry Englert | C/O Bofi Holding, Inc. 12777 High Bluff Drive #100 San Diego CA 92130 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2011-11-22 | 103 | $16.40 | 578,414 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-11-30 | 4,100 | $16.43 | 574,314 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-12-02 | 10,000 | $16.53 | 564,314 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-12-05 | 10,000 | $16.53 | 554,314 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Footnotes
- This transaction was effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person on May 10, 2011.
- This transaction was executed in multiple trades at prices ranging from $16.40 to $16.47. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the proces at which each transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $16.40 to $16.58. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the proces at which each transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $16.40 to $16.70. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the proces at which each transaction was effected.
Billionaire Hedge Funds
