Filing Details
- Accession Number:
- 0001533482-11-000006
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-12-06 13:51:10
- Reporting Period:
- 2011-10-26
- Filing Date:
- 2011-12-06
- Accepted Time:
- 2011-12-06 13:51:10
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1001871 | Investors Capital Holdings Ltd | ICH | Investors, Nec (6799) | 043284631 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1533642 | D. James Crosson | 230 Broadway Lynnfield MA 01940 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.01 Par Value Per Share | Acquisiton | 2011-10-26 | 1,433 | $0.00 | 65,733 | No | 4 | A | Direct | |
Common Stock, $0.01 Par Value Per Share | Acquisiton | 2011-12-01 | 1,000 | $4.00 | 66,733 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, $0.01 Par Value Per Share | 5,800 | Indirect | Sons' SEP IRA |
Common Stock, $0.01 Par Value Per Share | 5,800 | Indirect | Sons' SEP IRA |
Footnotes
- Reporting person's share of incentive stock granted to Invesotrs Capital Corp. top producers.