Filing Details
- Accession Number:
- 0001123292-11-000898
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-12-06 13:29:30
- Reporting Period:
- 2011-11-30
- Filing Date:
- 2011-12-06
- Accepted Time:
- 2011-12-06 13:29:30
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1157647 | Westfield Financial Inc | WFD | Savings Institution, Federally Chartered (6035) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1269435 | J Deborah Mccarthy | C/O Westfield Financial, Inc. 141 Elm Street Westfield MA 01085 | Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $.01 Per Share | Acquisiton | 2011-11-30 | 5,000 | $4.39 | 37,876 | No | 4 | M | Direct | |
Common Stock, Par Value $.01 Per Share | Disposition | 2011-11-30 | 5,000 | $7.23 | 32,876 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2011-11-30 | 5,000 | $0.00 | 5,000 | $4.39 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
16,707 | 2012-07-26 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, Par Value $.01 Per Share | 1,061 | Indirect | By 401(k) Plan |
Common Stock, Par Value $.01 Per Share | 492 | Indirect | As custodian (UGMA) |
Common Stock, | 10,272 | Indirect | By ESOP |
Footnotes
- All options are currently exercisable.