Filing Details
- Accession Number:
- 0001209191-11-059575
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-12-05 19:50:12
- Reporting Period:
- 2011-12-01
- Filing Date:
- 2011-12-05
- Accepted Time:
- 2011-12-05 19:50:12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1180262 | Herbalife Ltd. | HLF | Wholesale-Drugs, Proprietaries & Druggists' Sundries (5122) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1513887 | Ibelis Fleming | 800 W. Olympic Blvd., Suite 406 Los Angeles CA 90015 | Svp/Managing Dir North America | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-12-01 | 734 | $19.48 | 10,356 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-12-01 | 1,218 | $22.94 | 11,574 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-12-01 | 1,196 | $55.90 | 10,378 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2011-12-05 | 756 | $56.67 | 9,622 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Rights | Disposition | 2011-12-01 | 734 | $0.00 | 734 | $19.48 |
| Common Stock | Stock Appreciation Rights | Disposition | 2011-12-01 | 1,218 | $0.00 | 1,218 | $22.94 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2016-11-30 | No | 4 | M | Direct | |
| 4,874 | 2020-05-07 | No | 4 | M | Direct |
Footnotes
- Consists of stock appreciation rights granted under the Herbalife Ltd. 2005 Stock Incentive Plan, of which 20% vested November 30, 2007, 20% vested November 30, 2008 and the remaining 60% vested November 30, 2009.
- Consists of stock appreciation rights granted under the Herbalife Ltd. 2005 Stock Incentive Plan, of which 20% vested May 7, 2011, 20% will vest May 7, 2012, and the remaining 60% will vest May 7, 2013.
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