Filing Details
- Accession Number:
- 0001246360-11-004162
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-12-05 18:40:08
- Reporting Period:
- 2011-12-05
- Filing Date:
- 2011-12-05
- Accepted Time:
- 2011-12-05 18:40:08
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
778438 | Berry Petroleum Co | BRY | Crude Petroleum & Natural Gas (1311) | 770079387 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1442035 | D David Wolf | C/O Berry Petroleum Company 1999 Broadway, Suite 3700 Denver CO 80202 | Exec Vp And Cfo | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2011-12-05 | 15,000 | $44.00 | 53,169 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2011-12-05 | 27,000 | $45.00 | 26,169 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 5,448 | Indirect | Held in the Company's 401(k) Plan |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class A Common Stock | RSU 8-4-08 | $0.00 | 2011-08-04 | 2018-08-03 | 30,355 | 30,355 | Direct |
Class A Common Stock | NSO | $41.18 | 2011-08-04 | 2018-08-03 | 89,084 | 89,084 | Direct |
Class A Common Stock | 2008 Restricted Stock Units | $0.00 | 2009-12-12 | 2018-12-11 | 66,667 | 66,667 | Direct |
Class A Common Stock | 2009 Restricted Stock Units | $0.00 | 2010-12-11 | 2019-12-11 | 41,053 | 41,053 | Direct |
Class A Common Stock | Perf Based RSUs 3-16-10 | $0.00 | 2012-12-31 | 2020-03-15 | 18,175 | 18,175 | Direct |
Class A Common Stock | March 2011 Employee RSU Grant | $0.00 | 2012-03-02 | 2021-03-02 | 12,372 | 12,372 | Direct |
Class A Common Stock | Non-Statutory Stock Option 3-3-2011 - $48.50 | $48.50 | 2012-03-02 | 2021-03-02 | 14,198 | 14,198 | Direct |
Class A Common Stock | Perf Based RSU 3-2-2011 | $0.00 | 2013-12-31 | 2021-03-02 | 10,824 | 10,824 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2018-08-03 | 30,355 | 30,355 | Direct |
2018-08-03 | 89,084 | 89,084 | Direct |
2018-12-11 | 66,667 | 66,667 | Direct |
2019-12-11 | 41,053 | 41,053 | Direct |
2020-03-15 | 18,175 | 18,175 | Direct |
2021-03-02 | 12,372 | 12,372 | Direct |
2021-03-02 | 14,198 | 14,198 | Direct |
2021-03-02 | 10,824 | 10,824 | Direct |
Footnotes
- 1 for 1
- Restricted Stock Units vest 100% 3 years after date of grant but are subject to a deferral election.
- The RSU is subject to a deferral election. Shares of Class A Common Stock will be delivered to the reporting person as per the terms of the deferral election.
- The RSU granted vest 25% per year beginning one year after grant but the receipt of shares are subject to a deferral period which is generally at least four years from grant date as per the deferral election.