Filing Details
- Accession Number:
- 0001140361-11-056200
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-12-05 18:05:10
- Reporting Period:
- 2011-12-01
- Filing Date:
- 2011-12-05
- Accepted Time:
- 2011-12-05 18:05:10
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
72903 | Xcel Energy Inc | XEL | Electric & Other Services Combined (4931) | 410448030 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1471084 | Jr. E. Marvin Mcdaniel | 414 Nicollet Mall Minneapolis MN 55401 | Senior Vp And Cao | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-12-01 | 4,700 | $25.90 | 31,234 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-12-01 | 4,700 | $26.30 | 26,534 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Acquisiton | 2011-12-01 | 4,700 | $0.00 | 4,700 | $25.90 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2011-12-12 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 6,925 | Indirect | 401K |
Footnotes
- Price is the volume weighted average selling price of all purchases by the reporting person on the transaction date. Actual prices ranged from $26.1407 to $26.38. The reporting person hereby undertakes to provide upon request of the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Shares held in the Xcel Energy Stock Fund under the Xcel Energy 401(K) Savings Plan as of the most recent plan statement (September 30, 2011).
- The option vested in three equal installments on December 12, 2002, 2003, 2004.