Filing Details
- Accession Number:
- 0001246360-11-004160
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-12-05 18:05:09
- Reporting Period:
- 2011-12-01
- Filing Date:
- 2011-12-05
- Accepted Time:
- 2011-12-05 18:05:09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 766421 | Alaska Air Group Inc | ALK | Air Transportation, Scheduled (4512) | 911292054 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1188789 | S William Ayer | 19300 International Blvd Seattle WA 98188 | Chair, President And Ceo | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-12-01 | 12,015 | $32.96 | 36,452 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-12-01 | 12,825 | $27.56 | 49,277 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-12-01 | 12,015 | $71.32 | 37,262 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-12-01 | 6,144 | $70.39 | 31,118 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-12-01 | 6,681 | $71.47 | 24,437 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-12-05 | 3,551 | $32.96 | 27,988 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-12-05 | 3,551 | $71.00 | 24,437 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | EMPLOYEE STOCK OPTION (RT TO BUY) | Disposition | 2011-12-01 | 12,015 | $0.00 | 12,015 | $32.96 |
| Common Stock | EMPLOYEE STOCK OPTION (RT TO BUY) | Disposition | 2011-12-01 | 12,825 | $0.00 | 12,825 | $27.56 |
| Common Stock | EMPLOYEE STOCK OPTION (RT TO BUY) | Disposition | 2011-12-05 | 3,551 | $0.00 | 3,551 | $32.96 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 34,085 | 2006-08-30 | 2015-08-30 | No | 4 | M | Direct |
| 12,825 | 2010-01-29 | 2019-01-29 | No | 4 | M | Direct |
| 30,534 | 2006-08-30 | 2015-08-30 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Restricted Stock Unit | 85,413 | Direct |
Footnotes
- STOCK UNITS AWARDED UNDER THE 2008 PERFORMANCE INCENTIVE PLAN; NO LONGER SUBJECT TO FORFEITURE.
- SAME-DAY EXERCISE OF OPTIONS AND SALE EFFECTED PURSUANT TO A RULE 10b5-1 TRADING PLAN ADOPTED BY MR. AYER ON JULY 25, 2011.
- REMAINING OPTIONS BECOME EXERCISABLE AS FOLLOWS: 12,825 ON JANUARY 29, 2012 AND 12,825 ON JANUARY 29, 2013.
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