Filing Details
- Accession Number:
- 0001181431-11-058833
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2011-12-05 18:01:29
- Reporting Period:
- 2011-10-26
- Filing Date:
- 2011-12-05
- Accepted Time:
- 2011-12-05 18:01:29
- Original Submission Date:
- 2011-10-27
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1015780 | E Trade Financial Corp | ETFC | Savings Institution, Federally Chartered (6035) | 942844166 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1197960 | E Lewis Randall | C/O E*Trade Financial Corporation Avenue Of The Americas,14Th Floor New York NY 10020-1302 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2011-10-26 | 14,000 | $10.35 | 79,871 | No | 4 | S | Indirect | By Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 8,657 | Direct |
Footnotes
- Amendment to reflect 85,735 shares held by Mr. Randall that were inadvertently omitted when reporting transactions earlier this year.