Filing Details
- Accession Number:
- 0001140361-11-056191
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-12-05 17:21:48
- Reporting Period:
- 2011-12-01
- Filing Date:
- 2011-12-05
- Accepted Time:
- 2011-12-05 17:21:48
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1158449 | Advance Auto Parts Inc | AAP | Retail-Auto & Home Supply Stores (5531) | 542049910 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1456533 | A Jill Livesay | Advance Auto Parts, Inc. 5008 Airport Rd Roanoke VA 24012 | Svp, Controller | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2011-12-01 | 88 | $68.75 | 18,730 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2011-12-01 | 355 | $0.00 | 19,085 | No | 4 | A | Direct | |
Common Stock | Acquisiton | 2011-12-05 | 5,000 | $33.37 | 24,085 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2011-12-05 | 21,000 | $40.45 | 45,085 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-12-05 | 26,000 | $70.00 | 19,085 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | F | Direct | |
No | 4 | A | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Appreciation Right | Acquisiton | 2011-12-01 | 3,663 | $0.00 | 3,663 | $68.75 |
Common Stock | Stock Option (right to buy) | Disposition | 2011-12-05 | 5,000 | $0.00 | 5,000 | $33.37 |
Common Stock | Stock Option (right to buy) | Disposition | 2011-12-05 | 21,000 | $0.00 | 21,000 | $40.45 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
3,663 | 2018-12-01 | No | 4 | A | Direct | |
0 | 2012-02-22 | No | 4 | M | Direct | |
0 | 2013-02-21 | No | 4 | M | Direct |
Footnotes
- Represents shares withheld to satisfy a tax withholding obligation upon the vesting of restricted stock.
- The reported amount of restricted stock and stock appreciation rights (SARs), collectively, represents the 75% portion of a target equity award that is subject to time vesting in three equal annual installments beginning one year from the grant date. The remaining 25% of the target equity award may vest on March 1, 2015, if the registrant achieves certain pre-determined financial performance targets, subject to certification by the registrant's Compensation Committee. In addition, if the registrant's financial performance exceeds the target levels, the reporting person may receive additional shares and SARs up to a maximum of an additional 100% of the target award level.
- These shares became exercisable in three equal annual installments beginning on February 22, 2006.
- These shares became exercisable in three equal annual installments beginning on February 21, 2007.