Filing Details
- Accession Number:
- 0001181431-11-058789
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-12-05 16:46:21
- Reporting Period:
- 2011-12-01
- Filing Date:
- 2011-12-05
- Accepted Time:
- 2011-12-05 16:46:21
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1273813 | Assured Guaranty Ltd | AGO | Surety Insurance (6351) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1026610 | Jr L Wilbur Ross | 1166 Avenue Of The Americas New York NY 10036 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-12-01 | 2,000,000 | $11.17 | 19,371,186 | No | 4 | P | Indirect | See footnotes |
Common Stock | Acquisiton | 2011-12-02 | 464,184 | $11.22 | 19,835,370 | No | 4 | P | Indirect | See Footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See footnotes |
No | 4 | P | Indirect | See Footnotes |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 16,294 | Direct |
Footnotes
- The Common Stock reported herein was purchased at a range of between $10.99 and $11.35 per share. The purchase price reported above represents the weighted average purchase price for the reported transaction and has been rounded to the nearest cent.
- The Common Stock reported herein was purchased at a range of between $11.12 and $11.34 per share. The purchase price reported above represents the weighted average purchase price for the reported transaction and has been rounded to the nearest cent.
- These shares were purchased by the following funds: 1,861,976 by WLR Recovery Fund IV, L.P. ("Fund IV"), 6,337 by WLR IV Parallel ESC, L.P. ("Parallel Fund"), 89,967 by WLR/GS Master Co-Investment, L.P. ("WLR/GS Fund") and 41,720 by WLR AGO Co-Invest, L.P. ("Co-Invest Fund"); the aggregate total includes shares owned by the entities listed in footnotes 4 and 5.
- Fund IV holds 16,073,487 shares directly. WLR Recovery Fund III, L.P. ("Fund III") holds 1,348,803 shares directly. Parallel Fund holds 55,243 shares directly. WLR/GS Fund holds 778,208 shares directly. Co-Invest Fund holds 1,115,445 shares directly. Mr. Ross is the managing member of El Vedado, LLC, the general partner of WL Ross Group, L.P., the managing member of WLR Recovery Associates IV LLC (the general partner of Fund IV and Co-Invest Fund), WLR Recovery Associates III LLC (the general partner of Fund III) and WLR Master Co-Investment GP, LLC (the general partner of WLR/GS Fund). (Continued in footnote 5)
- Accordingly, Mr. Ross, El Vedado, LLC, and WL Ross Group, L.P. can be deemed to share voting and dispositive power over the shares held directly by Fund IV, Co-Invest Fund, Fund III and WLR/GS Fund. Invesco WLR IV Associates LLC and WLR Recovery Associates IV LLC have entered into a parallel investment agreement whereby Parallel Fund will invest on a pro rata basis in the same investments as Fund IV. Accordingly, Mr. Ross, El Vedado, LLC, and WL Ross Group, L.P. can be deemed to share voting and dispositive power over the shares held directly by Parallel Fund.
- These shares were purchased by the following funds: 432,149 by Fund IV, 1,471 by Parallel Fund, 20,881 by WLR/GS Fund and 9,683 by Co-Invest Fund; the aggregate total includes shares owned by the entities listed in footnotes 7 and 8.
- Fund IV holds 16,505,636 shares directly. Fund III holds 1,348,803 shares directly. Parallel Fund holds 56,714 shares directly. WLR/GS Fund holds 779,089 shares directly. Co-Invest Fund holds 1,125,128 shares directly. Mr. Ross is the managing member of El Vedado, LLC, the general partner of WL Ross Group, L.P., the managing member of WLR Recovery Associates IV LLC (the general partner of Fund IV and Co-Invest Fund), WLR Recovery Associates III LLC (the general partner of Fund III) and WLR Master Co-Investment GP, LLC (the general partner of WLR/GS Fund). (Continued in footnote 8)
- Accordingly, Mr. Ross, El Vedado, LLC, and WL Ross Group, L.P. can be deemed to share voting and dispositive power over the shares held directly by Fund IV, Co-Invest Fund, Fund III and WLR/GS Fund. Invesco WLR IV Associates LLC and WLR Recovery Associates IV LLC have entered into a parallel investment agreement whereby Parallel Fund will invest on a pro rata basis in the same investments as Fund IV. Accordingly, Mr. Ross, El Vedado, LLC, and WL Ross Group, L.P. can be deemed to share voting and dispositive power over the shares held directly by Parallel Fund.