Filing Details
- Accession Number:
- 0001513963-11-000012
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-12-05 16:37:16
- Reporting Period:
- 2011-12-01
- Filing Date:
- 2011-12-05
- Accepted Time:
- 2011-12-05 16:37:16
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1122388 | Ellie Mae Inc | ELLI | Services-Prepackaged Software (7372) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1513963 | Frank Schultz | C/O Ellie Mae, Inc. 4155 Hopyard Road, Suite 200 Pleasanton CA 94588 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2011-12-01 | 14,690 | $5.25 | 20,071 | No | 4 | S | Indirect | by Managed Account |
| Common Stock | Disposition | 2011-12-02 | 19,971 | $5.27 | 100 | No | 4 | S | Indirect | by Managed Account |
| Common Stock | Disposition | 2011-12-01 | 56,591 | $5.00 | 0 | No | 4 | S | Indirect | by Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | by Managed Account |
| No | 4 | S | Indirect | by Managed Account |
| No | 4 | S | Indirect | by Trust |
Footnotes
- These securities are held by Charles Schwab & Co. Inc. Custodian FBO Frank J. Schultz Roth Contributory IRA.
- These securities are held by the Frank J. and Paula C. Schultz 1989 Revocable Trust dated May 12, 1989.
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