Filing Details
- Accession Number:
- 0001140361-11-056157
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2011-12-05 16:36:20
- Reporting Period:
- 2011-12-05
- Filing Date:
- 2011-12-05
- Accepted Time:
- 2011-12-05 16:36:20
- Original Submission Date:
- 2011-12-05
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 811808 | Summit Financial Group Inc | SMMF | State Commercial Banks (6022) | 550672148 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1186825 | L Gary Hinkle | Po Box 65 Circleville WV 26804 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-12-05 | 839 | $2.68 | 237,674 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2011-12-05 | 100 | $2.70 | 237,774 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2011-12-05 | 411 | $2.67 | 238,185 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2011-12-05 | 142 | $2.70 | 238,327 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 56,945 | Indirect | By Hinkle Trucking |
| Common Stock | 500 | Indirect | As Cust for Grandchild |
| Common Stock | 4,800 | Indirect | by Spouse |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Phantom Stock | $0.00 | 7,510 | 7,510 | Direct | ||
| Common Stock | 8% Non-Cumulative Convertible Preferred Stock Series 2009 | $5.50 | 2009-03-01 | 2019-06-01 | 18,182 | 100 | Direct |
| Preferred Stock | Subscription Rights (right to buy) | $4.00 | 2011-07-01 | 2011-10-31 | 200 | 200 | Direct |
| Common Stock | 8% Non-Cumulative Convertible Preferred Stock Series 2011 | $500.00 | 2012-03-01 | 2021-06-01 | 25,000 | 25,000 | Direct |
| Preferred Stock | Subscription Rights (right to buy) | $500.00 | 2011-07-01 | 2011-11-30 | 100 | 100 | Indirect |
| Common Stock | 8% Non-Cumulative Convertible Preferred Stock Series 2011 | $4.00 | 2012-03-01 | 2021-06-01 | 12,500 | 12,500 | Indirect |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 7,510 | 7,510 | Direct | |
| 2019-06-01 | 18,182 | 100 | Direct |
| 2011-10-31 | 200 | 200 | Direct |
| 2021-06-01 | 25,000 | 25,000 | Direct |
| 2011-11-30 | 100 | 100 | Indirect |
| 2021-06-01 | 12,500 | 12,500 | Indirect |
Footnotes
- The 2009 Series Preferred Stock and 2011 Series Preferred Stock may be converted at the holder's option on any dividend payment date.
- Each share of Phantom Stock represents the economic equivalent of one share of Summit Common Stock.
- Shares of Phantom Stock are payable only in cash following termination of the reporting person's service as a director of Summit.
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