Filing Details
- Accession Number:
- 0001144204-11-068317
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-12-05 14:32:44
- Reporting Period:
- 2011-09-15
- Filing Date:
- 2011-12-05
- Accepted Time:
- 2011-12-05 14:32:44
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1157762 | China Automotive Systems Inc | CAAS | Motor Vehicle Parts & Accessories (3714) | 330885775 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1420314 | Jie Li | Henglong Bldg., # 1 Guanshan 1St Road East Lake Hi-Tech Zone Wuhan F4 430073 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-12-01 | 300 | $3.81 | 15,433 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2011-12-01 | 103 | $3.84 | 15,536 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2011-12-02 | 7,600 | $3.90 | 23,136 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock options | $2.93 | 2008-12-10 | 2011-12-09 | 5,133 | 5,134 | Direct |
| Common Stock | Stock options | $2.93 | 2010-12-10 | 2011-12-09 | 5,134 | 0 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2011-12-09 | 5,133 | 5,134 | Direct |
| 2011-12-09 | 5,134 | 0 | Direct |
Billionaire Hedge Funds
