Filing Details
- Accession Number:
- 0001209191-11-059387
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-12-05 13:10:44
- Reporting Period:
- 2011-12-01
- Filing Date:
- 2011-12-05
- Accepted Time:
- 2011-12-05 13:10:44
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
108312 | Woodward Inc. | WWD | Electrical Industrial Apparatus (3620) | 361984010 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1336978 | Jr F Robert Weber | 1000 E. Drake Road Fort Collins CO 80525 | Cfo & Treasurer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Woodward, Inc. Common Stock | Acquisiton | 2011-12-01 | 7,500 | $14.14 | 7,500 | No | 4 | M | Direct | |
Woodward, Inc. Common Stock | Disposition | 2011-12-01 | 7,500 | $40.25 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Woodward, Inc. Common Stock | Phantom Stock | Acquisiton | 2011-12-01 | 19 | $40.00 | 19 | $0.00 |
Woodward, Inc. Common Stock | Nonqualified Stock Option (right to buy) | Disposition | 2011-12-01 | 7,500 | $0.00 | 7,500 | $14.14 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
10,770 | No | 4 | A | Direct | ||
77,500 | 2006-08-23 | 2015-08-23 | No | 4 | M | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Woodward, Inc. Common Stock | Nonqualified Stock Option (right to buy) | $18.49 | 2007-11-15 | 2016-11-15 | 30,000 | 30,000 | Direct |
Woodward, Inc. Common Stock | Nonqualified Stock Option (right to buy) | $32.73 | 2008-11-16 | 2017-11-16 | 26,000 | 26,000 | Direct |
Woodward, Inc. Common Stock | Nonqualified Stock Option (right to buy) | $18.67 | 2009-11-24 | 2018-11-24 | 14,500 | 14,500 | Direct |
Woodward, Inc. Common Stock | Nonqualified Stock Option (right to buy) | $23.18 | 2010-10-01 | 2019-10-01 | 30,000 | 30,000 | Direct |
Woodward, Inc. Common Stock | Nonqualified Stock Option (right to buy) | $32.04 | 2011-10-01 | 2020-10-01 | 35,000 | 35,000 | Direct |
Woodward, Inc. Common Stock | Nonqualified Stock Option (right to buy) | $25.57 | 2012-10-03 | 2021-10-03 | 32,500 | 32,500 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2016-11-15 | 30,000 | 30,000 | Direct |
2017-11-16 | 26,000 | 26,000 | Direct |
2018-11-24 | 14,500 | 14,500 | Direct |
2019-10-01 | 30,000 | 30,000 | Direct |
2020-10-01 | 35,000 | 35,000 | Direct |
2021-10-03 | 32,500 | 32,500 | Direct |
Footnotes
- Represents dividends reinvested in phantom stock units under the terms of the Woodward Executive Benefit Plan (the "Plan"). Phantom stock units are accrued under the Plan and are to be settled in 100% stock on a one-for-one basis at the distribution date specified at the time of election, or if earlier, upon separation from the Company. The total shown represents the dollar amount of dividends reinvested by the then current share price and, therefore, the number of shares reported may fluctuate from period to period. The total shown also includes phantom stock units acquired in connection with supplemental excess benefit contributions, and other acquisitions made under the Plan.
- On December 1, 2011, dividends received by the reporting person in respect of phantom stock units held under the Plan were reinvested in Company common stock under the Plan.
- Options, which expire in August 2015, became exercisable at the rate of 25% per year beginning August 23, 2006.
- Options become exercisable at a rate of 25% per year beginning on the exercisable date shown.