Filing Details
- Accession Number:
- 0001495925-11-000073
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-12-05 10:57:25
- Reporting Period:
- 2011-12-01
- Filing Date:
- 2011-12-05
- Accepted Time:
- 2011-12-05 10:57:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1495925 | Fortegra Financial Corp | FRF | Insurance Agents, Brokers & Service (6411) | 581461399 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1507314 | S. Robert Fullington | 6114 Nw 60Th Place Gainesville FL 32653-3136 | Evp, Strategic Initiatives | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | Disposition | 2011-12-01 | 9,000 | $5.61 | 196,816 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.01 Per Share | Disposition | 2011-12-02 | 6,000 | $5.55 | 190,816 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | 2,107 | Indirect | See Footnote (3) |
| Common Stock, Par Value $0.01 Per Share | 15,750 | Indirect | See Footnote (4) |
| Common Stock, Par Value $0.01 Per Share | 15,750 | Indirect | See Footnote (5) |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.55 to $5.64 inclusive. The reporting person undertakes to provide Fortegra Financial Corp., any security holder of Fortegra Financial Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.53 to $5.60 inclusive. The reporting person undertakes to provide Fortegra Financial Corp., any security holder of Fortegra Financial Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
- Shares held by Issuer FBO Reporting Person.
- Shares held by the Robert S. Fullington Grantor Retained Annuity Trust.
- Shares held by the Robert S. Fullington GRAT II.
Billionaire Hedge Funds
