Filing Details
- Accession Number:
- 0001127602-11-031123
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-12-02 19:20:08
- Reporting Period:
- 2011-11-30
- Filing Date:
- 2011-12-02
- Accepted Time:
- 2011-12-02 19:20:08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 829224 | Starbucks Corp | SBUX | Retail-Eating & Drinking Places (5810) | 911325671 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1450940 | Troy Alstead | 2401 Utah Avenue South, Suite 800 Seattle WA 98134 | Cfo And Cao | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-11-30 | 26,000 | $30.42 | 245,975 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-11-30 | 33,120 | $36.75 | 279,095 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-11-30 | 32,794 | $22.87 | 311,889 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-11-30 | 72,000 | $27.32 | 383,889 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-11-30 | 163,914 | $43.28 | 219,975 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2011-11-30 | 26,000 | $0.00 | 26,000 | $30.42 |
| Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2011-11-30 | 33,120 | $0.00 | 33,120 | $36.75 |
| Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2011-11-30 | 32,794 | $0.00 | 32,794 | $22.87 |
| Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2011-11-30 | 72,000 | $0.00 | 72,000 | $27.32 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2015-11-16 | No | 4 | M | Direct | |
| 0 | 2016-11-20 | No | 4 | M | Direct | |
| 10,931 | 2017-11-19 | No | 4 | M | Direct | |
| 0 | 2014-11-16 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $43.00 to $43.52. The price reported above reflects the weighted average sale price. The reporting person hereby undetakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- The option became exercisable in two increments of 8,667 shares each on November 16, 2006 and November 16, 2007, and one increment of 8,666 shares on November 16, 2008.
- The option became exercisable in four increments of 8,280 shares each on November 20, 2007, November 20, 2008, November 20, 2009 and November 20, 2010.
- The option became exercisable in one increment of 10,932 shares on November 19, 2008 and three increments of 10,931 shares each on November 19, 2009, November 19, 2010 and November 19, 2011.
- The option became exercisable in three increments of 24,000 shares each on October 1, 2005, October 1, 2006 and October 1, 2007.
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