Filing Details
- Accession Number:
- 0001181536-11-000006
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-12-02 19:06:05
- Reporting Period:
- 2011-11-30
- Filing Date:
- 2011-12-02
- Accepted Time:
- 2011-12-02 19:06:05
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1489096 | Thermon Group Holdings Inc. | THR | Electrical Industrial Apparatus (3620) | 272228185 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1181536 | Jay Peterson | 100 Thermon Drive San Marcos TX 78666 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-11-30 | 3,384 | $5.20 | 3,384 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-11-30 | 3,392 | $9.82 | 6,776 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-11-30 | 3,292 | $15.46 | 3,484 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2011-12-02 | 3,484 | $15.80 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-11-30 | 3,384 | $0.00 | 3,384 | $5.20 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-11-30 | 3,392 | $0.00 | 3,392 | $9.82 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 139,681 | 2011-05-04 | 2020-10-20 | No | 4 | M | Direct |
| 23,744 | 2011-05-04 | 2020-10-20 | No | 4 | M | Direct |
Footnotes
- This represents the weighted average sale price. Reporting person will, upon request, supply the SEC Staff, the Issuer, or a securityholder of the Issuer full information regarding the number of shares sold.
- This represents the price at market close on the date of the transaction.
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