Filing Details
- Accession Number:
- 0001127602-11-031120
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-12-02 18:57:01
- Reporting Period:
- 2011-11-30
- Filing Date:
- 2011-12-02
- Accepted Time:
- 2011-12-02 18:57:01
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
719955 | Williams Sonoma Inc | WSM | Retail-Home Furniture, Furnishings & Equipment Stores (5700) | 942203880 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1521539 | Sandra Stangl | 3250 Van Ness Ave. San Francisco CA 94109 | President Pottery Barn Brand | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-11-30 | 8,000 | $22.47 | 23,396 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-11-30 | 18,240 | $37.43 | 5,156 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-12-01 | 20 | $37.77 | 4,609 | No | 4 | J | Indirect | By Managed Account |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | J | Indirect | By Managed Account |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2011-11-30 | 8,000 | $0.00 | 8,000 | $22.47 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2012-04-03 | No | 4 | M | Direct |
Footnotes
- Reflects the weighted average price as the shares were sold in multiple transactions. The per share transaction price ranged from $37.39 to $37.53. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- The reporting person owns $174,099.02 in the Williams-Sonoma, Inc. stock fund under the Williams-Sonoma, Inc. 401(k) Plan, based on a statement dated December 1, 2011. The number of shares indirectly owned by Managed Account and listed in Table 1 was calculated by dividing the amount owned in the Williams-Sonoma, Inc. stock fund by $37.77, the closing price of Williams-Sonoma, Inc. common stock on November 30, 2011.
- The option vested in equal installments on April 3, 2003, 2004, 2005, 2006, and 2007.