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Home > Insider Trading > Filing (0001181431-11-058599)

Filing Details

Accession Number:: 0001181431-11-058599
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2011-12-02 18:42:18
Reporting Period:: 2011-12-01

Filing Date:: 2011-12-02
Accepted Time:: 2011-12-02 18:42:18
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1056903	American States Water Co	AWR	Water Supply (4941)	954676679

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1192741	G Eva Tang	1544 Manor Gate Drive Hacienda Heights CA 91745-3833	Sr. Vice President & Cfo	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Shares	Acquisiton	2011-12-01	37	$35.36	8,204	No	4	A	Direct
Common Shares	Acquisiton	2011-12-01	3,200	$23.15	11,404	No	4	M	Direct
Common Shares	Disposition	2011-12-01	3,200	$35.65	8,204	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	A	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Shares	Employee Stock Options (Right to Buy)	Disposition	2011-12-01	3,200	$0.00	3,200	$23.15

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2003-12-31	2012-12-31	No	4	M	Direct

Footnotes

DER Units updated on 12/1/2011 as dividend at FMV
The option became exercisable as to 33% of the total number of shares subject top the option on 12/31/2003, 33% on 12/31/2004 and 34% on 12/31/2005