Filing Details
- Accession Number:
- 0001203311-11-000113
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-12-02 18:35:18
- Reporting Period:
- 2011-12-01
- Filing Date:
- 2011-12-02
- Accepted Time:
- 2011-12-02 18:35:18
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1060736 | Seattle Genetics Inc | SGEN | Biological Products, (No Disgnostic Substances) (2836) | 911874389 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1167496 | B Clay Siegall | 21823 30Th Drive Se Bothell WA 98021 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-12-01 | 15,000 | $6.34 | 1,060,055 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-12-01 | 15,000 | $15.97 | 1,045,055 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-12-01 | 15,000 | $0.00 | 15,000 | $6.34 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
15,000 | 2012-02-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 85,000 | Indirect | by Trust |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Dr. Siegall on December 15, 2010 and described in a Form 8-K filed on December 17, 2010.
- 15.9731 represents an average price per share for the shares sold on 12/1/2011. The sell price for shares sold on this day ranged from $15.67 to $16.30.
- Amount of securities beneficially owned following reported transactions includes 78,137 Restricted Stock Units subject to vesting.
- Shares shall vest at a rate of 25% on 2/1/03 and monthly thereafter until all the shares are fully vested on 2/1/06.