Filing Details
- Accession Number:
- 0001209191-11-059235
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-12-02 17:49:05
- Reporting Period:
- 2011-11-30
- Filing Date:
- 2011-12-02
- Accepted Time:
- 2011-12-02 17:49:05
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 915389 | Eastman Chemical Co | EMN | Plastic Materials, Synth Resins & Nonvulcan Elastomers (2821) | 621539359 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1206465 | H Thomas Mclain | 200 Wilcox Drive Kingsport TN 37660 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-11-30 | 4,000 | $21.95 | 12,430 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-11-30 | 4,000 | $39.22 | 8,430 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-11-30 | 4,000 | $29.60 | 12,430 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-11-30 | 4,000 | $39.20 | 8,430 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-11-30 | 4,000 | $28.18 | 12,430 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-11-30 | 4,000 | $39.20 | 8,430 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-11-30 | 4,000 | $33.36 | 12,430 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-11-30 | 4,000 | $39.21 | 8,430 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-11-30 | 4,000 | $36.66 | 12,430 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-11-30 | 4,000 | $39.22 | 8,430 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Director Stock Option (Right to Buy) | Disposition | 2011-11-30 | 4,000 | $0.00 | 4,000 | $21.95 |
| Common Stock | Director Stock Option (Right to Buy) | Disposition | 2011-11-30 | 4,000 | $0.00 | 4,000 | $29.60 |
| Common Stock | Director Stock Option (Right to Buy) | Disposition | 2011-11-30 | 4,000 | $0.00 | 4,000 | $28.18 |
| Common Stock | Director Stock Option (Right to Buy) | Disposition | 2011-11-30 | 4,000 | $0.00 | 4,000 | $33.36 |
| Common Stock | Director Stock Option (Right to Buy) | Disposition | 2011-11-30 | 4,000 | $0.00 | 4,000 | $36.66 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2006-05-06 | 2014-05-05 | No | 4 | M | Direct |
| 0 | 2007-05-05 | 2015-05-04 | No | 4 | M | Direct |
| 0 | 2008-05-04 | 2016-05-03 | No | 4 | M | Direct |
| 0 | 2009-05-03 | 2017-05-02 | No | 4 | M | Direct |
| 0 | 2010-05-01 | 2018-04-30 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 104 | Indirect | By Spouse |
Footnotes
- Average sale price for shares disposed of in the reported transaction. The shares were sold in multiple broker's transactions at various market prices per share ranging from $39.21 to $39.24.
- Average sale price for shares disposed of in the reported transaction. The shares were sold in multiple broker's transactions at various market prices per share ranging from $39.20 to $39.21.
- Average sale price for shares disposed of in the reported transaction. The shares were sold in multiple broker's transactions at various market prices per share ranging from $39.21 to $39.24.
- On October, 3, 2011, the common stock of Eastman Chemical Company split 2-for-1 by stock dividend, resulting in the reporting person's ownership of shares of common stock doubling.
- This option was previously reported as covering 2000 shares at an exercise price of $43.89 per share, and was adjusted for the 2-for-1 stock split on October 3, 2011.
- This option was previously reported as covering 2000 shares at an exercise price of $59.19 per share, and was adjusted for the 2-for-1 stock split on October 3, 2011.
- This option was previously reported as covering 2000 shares at an exercise price of $56.35 per share, and was adjusted for the 2-for-1 stock split on October 3, 2011.
- This option was previously reported as covering 2000 shares at an exercise price of $66.71 per share, and was adjusted for the 2-for-1 stock split on October 3, 2011.
- This option was previously reported as covering 2000 shares at an exercise price of $73.31 per share, and was adjusted for the 2-for-1 stock split on October 3, 2011.
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