Filing Details
- Accession Number:
- 0001181431-11-058555
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-12-02 17:01:18
- Reporting Period:
- 2011-11-30
- Filing Date:
- 2011-12-02
- Accepted Time:
- 2011-12-02 17:01:18
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1012620 | Genesee & Wyoming Inc | GWR | Railroads, Line-Haul Operating (4011) | 060984624 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1379256 | M Allison Fergus | 66 Field Point Road Greenwich CT 06830 | General Counsel And Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock, $.01 Par Value | Acquisiton | 2011-11-30 | 629 | $0.00 | 18,579 | No | 4 | A | Direct | |
Class A Common Stock, $.01 Par Value | Acquisiton | 2011-12-02 | 17,722 | $32.35 | 36,301 | No | 4 | A | Direct | |
Class A Common Stock, $.01 Par Value | Disposition | 2011-12-02 | 10,338 | $60.26 | 25,963 | No | 4 | S | Direct | |
Class A Common Stock, $.01 Par Value | Disposition | 2011-12-02 | 2,100 | $60.02 | 23,863 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | A | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock, $.01 Par Value | Stock Option (Right to Buy) | Acquisiton | 2011-11-30 | 2,138 | $0.00 | 2,138 | $61.07 |
Class A Common Stock, $.01 Par Value | Stock Option (Right to Buy) | Disposition | 2011-12-02 | 17,722 | $0.00 | 17,722 | $32.35 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
2,138 | 2016-11-29 | No | 4 | A | Direct | |
0 | 2012-05-29 | No | 4 | M | Direct |
Footnotes
- This restricted stock award was granted under the Genesee & Wyoming Inc. Second Amended and Restated 2004 Omnibus Incentive Plan and will vest in three equal annual installments, beginning February 28, 2012.
- The Reporting Person undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
- Represents the weighted average sales price increments ranging from $60.00 to $60.99.
- Represents the weighted average sales price increments ranging from $61.00 to 61.04.
- This option award was granted under the Genesee & Wyoming Inc. Second Amended and Restated 2004 Omnibus Incentive Plan and will vest in three equal annual installments, beginning February 28, 2012.
- This option was granted under the Genesee & Wyoming Inc. Second Amended and Restated 2004 Omnibus Incentive Plan and vested in three equal installments beginning May 30, 2008.