Filing Details
- Accession Number:
- 0001181431-11-058552
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-12-02 16:59:18
- Reporting Period:
- 2011-11-30
- Filing Date:
- 2011-12-02
- Accepted Time:
- 2011-12-02 16:59:18
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1012620 | Genesee & Wyoming Inc | GWR | Railroads, Line-Haul Operating (4011) | 060984624 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1326526 | W James Benz | 66 Field Point Road Greenwich CT 06830 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock, $.01 Par Value | Acquisiton | 2011-11-30 | 1,095 | $0.00 | 45,454 | No | 4 | A | Direct | |
Class A Common Stock, $.01 Par Value | Acquisiton | 2011-12-01 | 28,056 | $32.35 | 73,510 | No | 4 | A | Direct | |
Class A Common Stock, $.01 Par Value | Disposition | 2011-12-01 | 23,174 | $61.15 | 50,336 | No | 4 | S | Direct | |
Class A Common Stock, $.01 Par Value | Disposition | 2011-12-01 | 50 | $0.00 | 50,286 | No | 5 | G | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | A | Direct | |
No | 4 | S | Direct | |
No | 5 | G | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock, $.01 Par Value | Stock Option (Right to Buy) | Acquisiton | 2011-11-30 | 3,720 | $0.00 | 3,720 | $61.07 |
Class A Common Stock, $.01 Par Value | Stock Option (Right to Buy) | Disposition | 2011-12-01 | 28,056 | $0.00 | 28,056 | $32.35 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
3,720 | 2016-11-29 | No | 4 | A | Direct | |
0 | 2012-05-29 | No | 4 | M | Direct |
Footnotes
- This restricted stock award was granted under the Genesee & Wyoming Inc. Second Amended and Restated 2004 Omnibus Incentive Plan and will vest in three equal annual installments, beginning February 28, 2012.
- All shares are held in a joint account with spouse.
- The Reporting Person undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
- Represents the weighted average sales price increments ranging from $60.80 to $61.38.
- This option award was granted under the Genesee & Wyoming Inc. Second Amended and Restated 2004 Omnibus Incentive Plan and will vest in three equal annual installments beginning February 28, 2012.
- This option award was granted under the Genesee & Wyoming Inc. Second Amended and restated 2004 Omnibus Incentive Plan and vested in three equal installments beginning May 30, 2008.