Filing Details
- Accession Number:
- 0001179110-11-015977
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-12-02 16:54:47
- Reporting Period:
- 2011-09-19
- Filing Date:
- 2011-12-02
- Accepted Time:
- 2011-12-02 16:54:47
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1477032 | Prospect Global Resources Inc. | PGRX | General Bldg Contractors - Residential Bldgs (1520) | 263024783 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1532446 | J. Scott Reiman | 730 17Th Street, Suite 800 Denver CO 80202 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-11-22 | 399,033 | $3.83 | 399,033 | No | 4 | C | Indirect | Owned by Hexagon LLC, which is controlled by Scott J. Reiman |
| Common Stock | Acquisiton | 2011-11-22 | 881,507 | $3.00 | 881,507 | No | 4 | C | Indirect | Owned by Hexagon, LLC which is controlled by Scott J. Reiman |
| Common Stock | Acquisiton | 2011-11-22 | 2,588,235 | $4.25 | 2,588,235 | No | 4 | P | Indirect | Owned by Very Hungry LLC, which is controlled by Scott J. Reiman |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Indirect | Owned by Hexagon LLC, which is controlled by Scott J. Reiman |
| No | 4 | C | Indirect | Owned by Hexagon, LLC which is controlled by Scott J. Reiman |
| No | 4 | P | Indirect | Owned by Very Hungry LLC, which is controlled by Scott J. Reiman |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock Warrant | Acquisiton | 2011-09-19 | 979,113 | $0.00 | 979,113 | $3.83 |
| Common Stock | Common Stock Warrant | Acquisiton | 2011-11-22 | 2,588,235 | $0.00 | 2,588,235 | $4.25 |
| Common Stock | Option Right-to-Buy | Acquisiton | 2011-11-29 | 200,000 | $0.00 | 200,000 | $4.25 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 979,113 | 2011-09-19 | 2013-09-19 | No | 4 | J | Indirect |
| 2,588,235 | 2011-11-22 | 2012-11-22 | No | 4 | J | Indirect |
| 200,000 | 2011-11-29 | 2021-11-28 | No | 4 | A | Direct |
Footnotes
- Option vests 100% upon the date of grant.
- Option was granted for no consideration.
- Granted for no consideration.
- Issued in connection with a convertible note issued to Hexagon, LLC.
- Issued in connection with the purchase of 2,588,235 shares of common stock by Very Hungry LLC.
Billionaire Hedge Funds
