Filing Details
- Accession Number:
- 0001179110-11-015961
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-12-02 16:20:59
- Reporting Period:
- 2011-11-30
- Filing Date:
- 2011-12-02
- Accepted Time:
- 2011-12-02 16:20:59
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 858655 | Haynes International Inc | HAYN | Steel Works, Blast Furnaces & Rolling & Finishing Mills (3310) | 061185400 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1393035 | Iii C Marlin Losch | 14634 Beacon Boulevard Carmel IN 46032 | Vp, Sales And Distribution | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-11-30 | 8,334 | $29.25 | 20,884 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-11-30 | 4,166 | $17.82 | 25,050 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-11-30 | 8,334 | $60.63 | 16,716 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-11-30 | 4,166 | $60.44 | 12,550 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2011-11-30 | 8,334 | $0.00 | 8,334 | $29.25 |
| Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2011-11-30 | 4,166 | $0.00 | 4,166 | $17.82 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2016-02-21 | No | 4 | M | Direct | |
| 2,084 | 2019-03-31 | No | 4 | M | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.52 to $61.07, inclusive. The reporting person undertakes to provide Haynes International, Inc., any security holder of Haynes International, Inc., or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) of this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.20 to $60.73, inclusive.
- The options became exercisable in three equal annual installments beginning on February 21, 2007.
- The options became exercisable in three equal annual installments beginning on March 31, 2010.
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