Filing Details

Accession Number:
0001181431-11-058421
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-12-02 15:36:55
Reporting Period:
2011-11-29
Filing Date:
2011-12-02
Accepted Time:
2011-12-02 15:36:55
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1270436 Institutional Financial Markets Inc. IFMI Security Brokers, Dealers & Flotation Companies (6211) 161685692
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1312739 T Walter Beach C/O Institutional Financial Markets, Inc
2929 Arch Street, 17Th Floor
Philadelphia PA 19104-2870
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.001 Par Value Per Share Acquisiton 2011-11-29 1,653 $1.47 67,517 No 4 P Direct
Common Stock, $0.001 Par Value Per Share Disposition 2011-12-01 800 $1.45 68,317 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct