Filing Details
- Accession Number:
- 0001209191-11-059068
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-12-02 14:53:44
- Reporting Period:
- 2011-11-30
- Filing Date:
- 2011-12-02
- Accepted Time:
- 2011-12-02 14:53:44
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 704532 | Nanometrics Inc | NANO | Measuring & Controlling Devices, Nec (3829) | 942276314 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1369076 | A Bruce Crawford | C/O Nanometrics, Inc. 1550 Buckeye Drive Milpitas CA 95035 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-11-30 | 8,334 | $0.98 | 41,035 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-11-30 | 3,333 | $1.17 | 44,368 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-11-30 | 11,667 | $16.77 | 32,701 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-11-30 | 8,334 | $0.00 | 8,334 | $0.98 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-11-30 | 3,333 | $0.00 | 3,333 | $1.17 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2015-11-19 | No | 4 | M | Direct | |
| 1,667 | 2016-02-25 | No | 4 | M | Direct |
Footnotes
- One thirty-sixth (1/36th) of the shares shall vest and become exercisable in equal monthly installments starting on the monthly anniversary of the date of grant (November 19, 2008).
- One thirty-sixth (1/36th) of the shares shall vest and become exercisable in equal monthly installments starting on the monthly anniversary of the date of grant (February 25, 2009).
Billionaire Hedge Funds
