Filing Details
- Accession Number:
- 0001179110-11-015935
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2011-12-02 14:22:57
- Reporting Period:
- 2007-12-05
- Filing Date:
- 2011-12-02
- Accepted Time:
- 2011-12-02 14:22:57
- Original Submission Date:
- 2008-03-07
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
947484 | Arch Capital Group Ltd. | ACGL | Fire, Marine & Casualty Insurance (6331) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1227102 | Constantine Iordanou | Wessex House, 5Th Floor 45 Reid Street Hamilton D0 HM 12 | Chairman, President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares, $.0033 Par Value Per Share | Disposition | 2008-05-23 | 339,947 | $0.00 | 343,245 | No | 4 | J | Indirect | By Limited Liability Company |
Common Shares, $.0033 Par Value Per Share | Disposition | 2008-05-23 | 3,298 | $0.00 | 343,245 | No | 4 | G | Indirect | By Limited Liability Company |
Common Shares, $.0033 Par Value Per Share | Acquisiton | 2009-05-27 | 2,356 | $0.00 | 343,245 | No | 4 | G | Indirect | By Limited Liability Company |
Common Shares, $.0033 Par Value Per Share | Acquisiton | 2010-06-07 | 942 | $0.00 | 116,613 | No | 4 | G | Indirect | By Limited Liability Company |
Common Shares, $.0033 Par Value Per Share | Disposition | 2011-11-30 | 50,000 | $37.17 | 372,045 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | J | Indirect | By Limited Liability Company |
No | 4 | G | Indirect | By Limited Liability Company |
No | 4 | G | Indirect | By Limited Liability Company |
No | 4 | G | Indirect | By Limited Liability Company |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Shares, $.0033 Par Value Per Share | 343,245 | Indirect | By Limited Liability Company |
Series B Non-Cumulative Preferred Shares (Non-Convertible) | 67,273 | Indirect | By GRAT |
Series A Non-Cumulative Preferred Shares (Non-Convertible) | 11,224 | Indirect | By GRAT |
Series B Non-Cumulative Preferred Shares (Non-Convertible) | 1,400 | Indirect | By spouse |
Common Shares, $.0033 Par Value Per Share | 11,616 | Indirect | By child |
Footnotes
- The reporting person owns a 99% membership interest in Mathiatis LLC, a limited liability company of which he is the sole managing member. Prior ownership reports incorrectly reported that the reporting person owned 100% of the membership interests. Each of the reporting person's three children's irrevocable trusts own the remaining interest of approximately 1% in Mathiatis LLC.
- On May 23, 2008, the reporting person assigned an approximately 32.7% membership interest in Mathiatis LLC to each of his three children's irrevocable trusts. The trusts provided promissory notes in exchange for the assignment. On that date, the three irrevocable trusts held approximately 339,947 common shares.
- On May 23, 2008, the reporting person gifted an approximately 0.32% membership interest in Mathiatis LLC to the reporting person's 2008 GRAT.
- On May 27, 2009, the 2008 GRAT distributed an approximately 0.69% membership interest in Mathiatis LLC to the reporting person. The 2008 GRAT retained an approximate 0.27% membership interest in Mathiatis LLC.
- On June 7, 2010, the 2008 GRAT assigned to the reporting person its remaining membership interest in Mathiatis LLC. In addition, the reporting person no longer has a pecuniary interest in 226,632 common shares because the interest is owned by the reporting person's adult daughters who resides outside of his household.
- Represents a weighted average sale price; the sales prices range from $37.1735 to $37.2601. Upon request, the full sale information regarding the number of shares sold at each price increment will be provided to the Commission or to a security holder of the issuer.
- The shares were sold in order to satisfy state and federal income tax obligations.
- The reporting person no longer has a reportable beneficial ownership interest in 11,616 common shares owned by one of his adult daughters.