Filing Details
- Accession Number:
- 0001225208-11-025650
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-12-02 13:09:36
- Reporting Period:
- 2011-11-30
- Filing Date:
- 2011-12-02
- Accepted Time:
- 2011-12-02 13:09:36
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 908255 | Borgwarner Inc | BWA | Motor Vehicle Parts & Accessories (3714) | 133404508 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1091813 | O Phyllis Bonanno | 3850 Hamlin Road Auburn Hills MI 48326 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-11-30 | 8,000 | $13.25 | 24,115 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-11-30 | 8,000 | $12.81 | 32,115 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-11-30 | 8,303 | $65.99 | 23,812 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock option | Disposition | 2011-11-30 | 8,000 | $0.00 | 8,000 | $12.81 |
| Common Stock | Stock option | Disposition | 2011-11-30 | 8,000 | $0.00 | 8,000 | $13.25 |
| Common Stock | Phantom Stock | Disposition | 2011-12-01 | 13 | $66.97 | 13 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2012-01-15 | No | 4 | M | Direct | |
| 0 | 2013-01-20 | No | 4 | M | Direct | |
| 6,031 | No | 4 | I | Direct |
Footnotes
- The price reported in Colunmn 4 is a weighted average price. These shares were sold in multiple transactions ranging from $65.97 to $66.05, inclusive. The reporting person undertakes to provide BorgWarner, any security holder of BorgWarner, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in Footnote 1 of this Form 4.
- The listed securities were currently exercisable.
- Each share of phantom stock entitled the reporting person to receive, on the Transaction Date, the cash equivalent of one share of BorgWarner common stock. Prior to payment, the reporting person had the right to transfer the value of the phantom stock account into an alternative investment account.
- The phantom stock does not have an exercisable date or an expiration date.
- Column 9 includes the reporting person's total phantom stock holdings under the BorgWarner Inc. Board of Directors Deferred Compensation Plan as of the date of this report.
Billionaire Hedge Funds
