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Home > Insider Trading > Filing (0001209191-11-058959)

Filing Details

Accession Number:: 0001209191-11-058959
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2011-12-02 11:57:01
Reporting Period:: 2011-11-30

Filing Date:: 2011-12-02
Accepted Time:: 2011-12-02 11:57:01
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1397911	Lpl Investment Holdings Inc.	LPLA	Security & Commodity Brokers, Dealers, Exchanges & Services (6200)	203717839

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1405275	S Mark Casady	C/O Lpl Investment Holdings Inc. One Beacon Street Boston MA 02108	Chairman & Chief Exec. Officer	Yes	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2011-11-30	19,016	$30.00	1,281,117	No	4	S	Direct
Common Stock	Disposition	2011-12-01	984	$30.00	1,280,133	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct
No	4	S	Direct

Footnotes

The Reporting Person also holds (i) 92,000 shares of the Issuer's common stock indirectly through two trusts for the benefit of the Reporting Person's children and disclaims beneficial ownership of such securities and (ii) 49,071 shares of the Issuer's common stock indirectly through the Mark S. Casady 2010 Grantor Retained Annuity Trust and disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.