Filing Details
- Accession Number:
- 0001209191-11-058872
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-12-02 10:15:27
- Reporting Period:
- 2011-11-30
- Filing Date:
- 2011-12-02
- Accepted Time:
- 2011-12-02 10:15:27
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
108312 | Woodward Inc. | WWD | Electrical Industrial Apparatus (3620) | 361984010 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1113697 | A John Halbrook | 1000 E. Drake Road Fort Collins CO 80525 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Woodward, Inc. Common Stock | Disposition | 2011-11-30 | 6,000 | $41.40 | 770,827 | No | 4 | S | Direct | |
Woodward, Inc. Common Stock | Disposition | 2011-11-30 | 5,000 | $41.65 | 765,827 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Woodward, Inc. Common Stock | 230,000 | Indirect | By self as trustee for The Benita K. Halbrook Grantor Retained Annuity Trust |
Woodward, Inc. Common Stock | 5,000 | Indirect | By self as co-trustee for The Benita K. Halbrook Living Trust |
Woodward, Inc. Common Stock | 260,000 | Indirect | By self as holder of note. See footnote |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Woodward, Inc. Common Stock | Nonqualified Stock Option (right to buy) | $7.74 | 2004-11-21 | 2013-11-21 | 168,000 | 168,000 | Direct |
Woodward, Inc. Common Stock | Nonqualified Stock Option (right to buy) | $11.91 | 2005-11-24 | 2014-11-24 | 48,000 | 48,000 | Direct |
Woodward, Inc. Common Stock | Nonqualified Stock Option (right to buy) | $18.49 | 2007-11-15 | 2016-11-15 | 8,200 | 8,200 | Direct |
Woodward, Inc. Common Stock | Nonqualified Stock Option (right to buy) | $32.73 | 2008-11-16 | 2017-11-16 | 5,700 | 5,700 | Direct |
Woodward, Inc. Common Stock | Nonqualified Stock Option (right to buy) | $18.67 | 2009-11-24 | 2018-11-24 | 3,800 | 3,800 | Direct |
Woodward, Inc. Common Stock | Nonqualified Stock Option (right to buy) | $23.18 | 2010-10-01 | 2019-10-01 | 7,600 | 7,600 | Direct |
Woodward, Inc. Common Stock | Nonqualified Stock Option (right to buy) | $32.04 | 2011-10-01 | 2020-10-01 | 6,200 | 6,200 | Direct |
Woodward, Inc. Common Stock | Nonqualified Stock Option (right to buy) | $25.57 | 2012-10-03 | 2021-10-03 | 6,700 | 6,700 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2013-11-21 | 168,000 | 168,000 | Direct |
2014-11-24 | 48,000 | 48,000 | Direct |
2016-11-15 | 8,200 | 8,200 | Direct |
2017-11-16 | 5,700 | 5,700 | Direct |
2018-11-24 | 3,800 | 3,800 | Direct |
2019-10-01 | 7,600 | 7,600 | Direct |
2020-10-01 | 6,200 | 6,200 | Direct |
2021-10-03 | 6,700 | 6,700 | Direct |
Footnotes
- Includes 352,962 shares of Woodward common stock that are pledged in a standard margin account; 3,250 shares held in a joint account with Mr. Halbrook's son; 3,759 shares held jointly with Mr. Halbrook's mother and over which Mr. Halbrook holds power of attorney; 189,855 shares held in the Halbrook Family Foundation; and 47,227 shares held in an individual retirement account.
- Mr. Halbrook beneficially owns 260,000 shares sold in 2011 to The Halbrook Family Irrevocable Trust (the "Halbrook Family Trust Shares"), of which Mr. Halbrook's children are the beneficiaries and trustees without dispositive power with respect to these shares. The Halbrook Family Trust Shares were sold by Mr. Halbrook in exchange for a promissory note in the principal amount of $8,936,200, accruing interest at the rate of 1.5% per year.
- Options become exercisable at a rate of 25% per year beginning on the exercisable date shown.