Filing Details
- Accession Number:
- 0001181431-11-058290
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-12-01 20:57:52
- Reporting Period:
- 2011-11-30
- Filing Date:
- 2011-12-01
- Accepted Time:
- 2011-12-01 20:57:52
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1227025 | Neophotonics Corp | NPTN | Semiconductors & Related Devices (3674) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1489550 | Yuen Wupen | 2911 Zanker Road San Jose CA 95134 | Vp, Product Dev.& Engineering | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-11-30 | 1,000 | $4.68 | 3,272 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Footnotes
- Balance includes non-reportable acquisition of 2,272 shares through the Company's 2010 Employee Stock Purchase Plan.
Billionaire Hedge Funds
