Filing Details
- Accession Number:
- 0001140361-11-055669
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-12-01 19:11:41
- Reporting Period:
- 2011-11-30
- Filing Date:
- 2011-12-01
- Accepted Time:
- 2011-12-01 19:11:41
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1337885 | Delias Inc. | DLIA | Retail-Catalog & Mail-Order Houses (5961) | 203397172 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1326150 | Prentice Capital Management, Lp | 623 Fifth Avenue, 32Nd Floor New York NY 10022 | Yes | No | No | No | |
1326156 | Michael Zimmerman | C/O Prentice Capital Management, Lp 623 Fifth Avenue, 32Nd Floor New York NY 10022 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-11-30 | 12,057 | $1.23 | 2,999,443 | No | 4 | P | Indirect | See Footnote |
Common Stock | Acquisiton | 2011-12-01 | 12,359 | $1.28 | 3,011,802 | No | 4 | P | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
Footnotes
- In addition to being a Director of the Issuer, Michael Zimmerman ("Mr. Zimmerman") controls, and is responsible for the supervision and conduct of all investment activities of, Prentice Capital Management, LP ("Prentice Capital," together with Mr. Zimmerman, the "Reporting Persons"), the investment manager of PRENDEL, LLC ("PRENDEL"), which holds the securities listed. As a result, the Reporting Persons hold the securities reported herein indirectly through PRENDEL. The Reporting Persons disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. In addition, Mario Ciampi ("Mr. Ciampi"), an employee of Prentice Capital, is a Director of the Issuer. Prentice Capital may be deemed a director-by-deputization by reason of Mr. Zimmerman's and Mr. Ciampi's serving as Directors of the Issuer.