Filing Details

Accession Number:
0001140361-11-055662
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-12-01 18:12:23
Reporting Period:
2011-12-01
Filing Date:
2011-12-01
Accepted Time:
2011-12-01 18:12:23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1481792 Quadaphics Inc. QUAD Commercial Printing (2750) 391152983
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1495363 Joel J Quadracci C/O Quad/Graphics, Inc.
N63 W23075 Highway 74
Sussex WI 53089
Chairman, Pres. & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2011-12-01 323 $16.10 142,407 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 96,256 Indirect As trustee - JJQ Trust
Class A Common Stock 3,326 Indirect By 401(a) Plan
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Stock Options (Right to Buy) $41.26 2021-01-01 119,643 119,643 Direct
Class A Common Stock Class B Common Stock $0.00 114,381 114,381 Direct
Class A Common Stock Class B Common Stock $0.00 2,517 2,517 Indirect
Class A Common Stock Class B Common Stock $0.00 7 7 Indirect
Class A Common Stock Class B Common Stock $0.00 92 92 Indirect
Class A Common Stock Class B Common Stock $0.00 1,752 1,752 Indirect
Class A Common Stock Class B Common Stock $0.00 223 223 Indirect
Class A Common Stock Class B Common Stock $0.00 5,480 5,480 Indirect
Class A Common Stock Class B Common Stock $0.00 103,900 103,900 Indirect
Class A Common Stock Class B Common Stock $0.00 53 53 Indirect
Class A Common Stock Class B Common Stock $0.00 3,148 3,148 Indirect
Class A Common Stock Class B Common Stock $0.00 22 22 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
2021-01-01 119,643 119,643 Direct
114,381 114,381 Direct
2,517 2,517 Indirect
7 7 Indirect
92 92 Indirect
1,752 1,752 Indirect
223 223 Indirect
5,480 5,480 Indirect
103,900 103,900 Indirect
53 53 Indirect
3,148 3,148 Indirect
22 22 Indirect
Footnotes
  1. As Trustee for the James Joel Quadracci 2007 Descendants Trust. The reporting person is a trustee of the trust and is a current or future beneficiary thereof. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
  2. Vests and becomes exercisable in three equal annual installments beginning on January 1, 2013.
  3. Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis at no cost and has no expiration date.
  4. Represents deposit into voting trust of shares previously reported as owned as Trustee for the Alexander Q. Harned 2007 Trust. The reporting person is a trustee of the trust and is a current or future beneficiary thereof. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
  5. Represents deposit into voting trust of shares previously reported as owned as Trustee for the Elizabeth Quadracci Harned 2003 Trust. The reporting person is a trustee of the trust and is a current or future beneficiary thereof. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
  6. Represents deposit into voting trust of shares previously reported as owned as Trustee for the HRQ 1990 Descendants Trust. The reporting person is a trustee of the trust and is a current or future beneficiary thereof. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
  7. Represents deposit into voting trust of shares previously reported as owned as Trustee for the Harry Virgil Quadracci Flores 2002 Trust. The reporting person is a trustee of the trust and is a current or future beneficiary thereof. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
  8. Represents deposit into voting trust of shares previously reported as owned as Trustee for the Isabella Marion Flores 1999 Trust. The reporting person is a trustee of the trust and is a current or future beneficiary thereof. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
  9. Represents deposit into voting trust of shares previously reported as owned as Trustee for the Kathryn B. Harned 2004 Trust. The reporting person is a trustee of the trust and is a current or future beneficiary thereof. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
  10. Represents deposit into voting trust of shares previously reported as owned as Trustee for the Kaitlin Mary Flores 2000 Trust. The reporting person is a trustee of the trust and is a current or future beneficiary thereof. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
  11. Represents deposit into voting trust of shares previously reported as owned as Trustee for the William V. Harned 2006 Trust. The reporting person is a trustee of the trust and is a current or future beneficiary thereof. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.