Filing Details
- Accession Number:
- 0001140361-11-055662
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-12-01 18:12:23
- Reporting Period:
- 2011-12-01
- Filing Date:
- 2011-12-01
- Accepted Time:
- 2011-12-01 18:12:23
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1481792 | Quadaphics Inc. | QUAD | Commercial Printing (2750) | 391152983 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1495363 | Joel J Quadracci | C/O Quad/Graphics, Inc. N63 W23075 Highway 74 Sussex WI 53089 | Chairman, Pres. & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2011-12-01 | 323 | $16.10 | 142,407 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 96,256 | Indirect | As trustee - JJQ Trust |
Class A Common Stock | 3,326 | Indirect | By 401(a) Plan |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class A Common Stock | Stock Options (Right to Buy) | $41.26 | 2021-01-01 | 119,643 | 119,643 | Direct | |
Class A Common Stock | Class B Common Stock | $0.00 | 114,381 | 114,381 | Direct | ||
Class A Common Stock | Class B Common Stock | $0.00 | 2,517 | 2,517 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 7 | 7 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 92 | 92 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 1,752 | 1,752 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 223 | 223 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 5,480 | 5,480 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 103,900 | 103,900 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 53 | 53 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 3,148 | 3,148 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 22 | 22 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2021-01-01 | 119,643 | 119,643 | Direct |
114,381 | 114,381 | Direct | |
2,517 | 2,517 | Indirect | |
7 | 7 | Indirect | |
92 | 92 | Indirect | |
1,752 | 1,752 | Indirect | |
223 | 223 | Indirect | |
5,480 | 5,480 | Indirect | |
103,900 | 103,900 | Indirect | |
53 | 53 | Indirect | |
3,148 | 3,148 | Indirect | |
22 | 22 | Indirect |
Footnotes
- As Trustee for the James Joel Quadracci 2007 Descendants Trust. The reporting person is a trustee of the trust and is a current or future beneficiary thereof. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
- Vests and becomes exercisable in three equal annual installments beginning on January 1, 2013.
- Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis at no cost and has no expiration date.
- Represents deposit into voting trust of shares previously reported as owned as Trustee for the Alexander Q. Harned 2007 Trust. The reporting person is a trustee of the trust and is a current or future beneficiary thereof. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
- Represents deposit into voting trust of shares previously reported as owned as Trustee for the Elizabeth Quadracci Harned 2003 Trust. The reporting person is a trustee of the trust and is a current or future beneficiary thereof. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
- Represents deposit into voting trust of shares previously reported as owned as Trustee for the HRQ 1990 Descendants Trust. The reporting person is a trustee of the trust and is a current or future beneficiary thereof. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
- Represents deposit into voting trust of shares previously reported as owned as Trustee for the Harry Virgil Quadracci Flores 2002 Trust. The reporting person is a trustee of the trust and is a current or future beneficiary thereof. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
- Represents deposit into voting trust of shares previously reported as owned as Trustee for the Isabella Marion Flores 1999 Trust. The reporting person is a trustee of the trust and is a current or future beneficiary thereof. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
- Represents deposit into voting trust of shares previously reported as owned as Trustee for the Kathryn B. Harned 2004 Trust. The reporting person is a trustee of the trust and is a current or future beneficiary thereof. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
- Represents deposit into voting trust of shares previously reported as owned as Trustee for the Kaitlin Mary Flores 2000 Trust. The reporting person is a trustee of the trust and is a current or future beneficiary thereof. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
- Represents deposit into voting trust of shares previously reported as owned as Trustee for the William V. Harned 2006 Trust. The reporting person is a trustee of the trust and is a current or future beneficiary thereof. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.