Filing Details
- Accession Number:
- 0001181431-11-058270
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-12-01 17:29:14
- Reporting Period:
- 2011-11-30
- Filing Date:
- 2011-12-01
- Accepted Time:
- 2011-12-01 17:29:14
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1137789 | Seagate Technology Plc | STX | Computer Storage Devices (3572) | 980648577 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1476070 | Jr H David Morton | Seagate Technology Plc 10200 S. De Anza Boulevard Cupertino CA 95014 | Vp, Finance, Treasurer &Pao | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Acquisiton | 2011-11-30 | 3,667 | $3.35 | 34,775 | No | 4 | M | Direct | |
| Ordinary Shares | Disposition | 2011-11-30 | 1,809 | $17.12 | 32,966 | No | 4 | S | Direct | |
| Ordinary Shares | Acquisiton | 2011-11-30 | 8,020 | $11.07 | 40,986 | No | 4 | M | Direct | |
| Ordinary Shares | Disposition | 2011-11-30 | 6,253 | $17.12 | 34,733 | No | 4 | S | Direct | |
| Ordinary Shares | Acquisiton | 2011-11-30 | 1,750 | $13.73 | 36,483 | No | 4 | M | Direct | |
| Ordinary Shares | Acquisiton | 2011-11-30 | 1,538 | $17.12 | 34,945 | No | 4 | S | Direct | |
| Ordinary Shares | Acquisiton | 2011-11-30 | 8,000 | $3.35 | 42,945 | No | 4 | M | Direct | |
| Ordinarty Shares | Disposition | 2011-11-30 | 8,000 | $17.08 | 34,945 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Ordinary Shares | NQ Stock Options | Disposition | 2011-11-30 | 11,667 | $0.00 | 11,667 | $3.35 |
| Ordinary Shares | NQ Stock Options | Disposition | 2011-11-30 | 8,020 | $0.00 | 8,020 | $11.07 |
| Ordinary Shares | NQ Stock Options | Disposition | 2011-11-30 | 1,750 | $0.00 | 1,750 | $13.73 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 36,667 | 2010-09-11 | 2016-03-06 | No | 4 | M | Direct |
| 19,480 | 2011-09-13 | 2017-09-13 | No | 4 | M | Direct |
| 2,500 | 2009-09-12 | 2015-09-12 | No | 4 | M | Direct |
Footnotes
- Sell-to-Cover transaction.
- Options granted to the Reporting Person under the Issuer's 2004 Stock Compensation Plan are subject to a four and one-half year vesting schedule. One quarter of the option shares vested on September 11, 2010. The remaining option shares vest proportionally each month over the 36 months following September 11, 2010.
- Options granted to the Reporting Person under the Issuer's 2001 Share Option Plan are subject to a four-year vesting schedule. One quarter of the option shares vested on September 13, 2011. The remaining option shares vest proportionally each month over the 36 months following September 13, 2011.
- Options granted to the Reporting Person under the Issuer's 2004 Stock Compensation Plan are subject to a four-year vesting schedule. One quarter of the option shares vested on September 12, 2009. The remaining option shares vest proportionally each month over the 36 months following September 12, 2009.
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