Filing Details
- Accession Number:
- 0001179110-11-015874
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-12-01 16:54:05
- Reporting Period:
- 2011-11-30
- Filing Date:
- 2011-12-01
- Accepted Time:
- 2011-12-01 16:54:05
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 815094 | Abiomed Inc | ABMD | Surgical & Medical Instruments & Apparatus (3841) | 042743260 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1456804 | G Michael Howley | C/O Abiomed, Inc. 22 Cherry Hill Drive Danvers MA 01923 | Vp, Global Sales & Marketing | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 Par Value | Acquisiton | 2011-11-30 | 600 | $5.23 | 60,384 | No | 4 | M | Direct | |
| Common Stock. $.01 Par Value | Disposition | 2011-11-30 | 600 | $20.00 | 59,784 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-11-30 | 4,400 | $0.00 | 600 | $5.23 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 65,000 | 2009-03-05 | 2019-03-05 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | $5.86 | 2010-05-28 | 2019-05-28 | 25,000 | 25,000 | Direct |
| Common Stock | Stock Option (right to buy) | $5.86 | 2010-03-31 | 2019-05-28 | 15,000 | 15,000 | Direct |
| Common Stock | Stock Option (right to buy) | $10.03 | 2011-06-03 | 2020-06-03 | 30,000 | 30,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2019-05-28 | 25,000 | 25,000 | Direct |
| 2019-05-28 | 15,000 | 15,000 | Direct |
| 2020-06-03 | 30,000 | 30,000 | Direct |
Footnotes
- Grant to reporting person of option to buy the number of shares of common stock set forth on Table II, Column 7, under the Abiomed, Inc. 2008 Stock Incentive Plan.
- These options become exerciseable in annual 25% increments, commencing on the date shown forth in Table II, Column 6.
- These options become exerciseable upon the achievement of a certain performance milestone.
- The sale of common stock reported in this Form 4 was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person.
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